| Control Room Executive - Hong Kong | Macquarie Information not provided | Hong Kong SAR | 14 Mar 10 |
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We are currently seeking an Executive for our Compliance Infrastructure/Control Room within the centralised Ri...
| In-house Lawyer - Wealth Management | Macquarie Information not provided | Australia-Sydney | 14 Mar 10 |
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Be responsible for providing support to Macquarie's retail wealth management, stockbroking, advice & direct di...
| Compliance and Risk Manager - Merchant Services | Macquarie Information not provided | Australia-Sydney | 14 Mar 10 |
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New role for payments expert in our product team. You will have experience with card schemes, payment industry...
| Compliance Control Room Manager - Sydney | Macquarie Information not provided | Australia-Sydney | 14 Mar 10 |
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An excellent compliance opportunity offering exposure to a diverse range of investment banking activities acro...
| Operations Business Analyst - Securities Operations | Witan Jardine £60000 - £70000 per annum | UK-London | 14 Mar 10 |
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Great opportunity to join this high profile change and project management team as a lead business analyst faci...
| Senior Relationship Manager - Trust | Carnegie Consulting Competitive base + bonus + benefits | UK-London | 14 Mar 10 |
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Our client, a leading Trust specialist, has a rare vacancy for a Senior Relationship Manager at their London o...
| SENIOR ANTI-MONEY LAUNDERING RISK MANAGER: MIDDLE EAST | Hays Financial Services Excellent Tax Free | UAE-Dubai | 14 Mar 10 |
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Are you an AML expert for the Middle East? The Global Anti-Money Laundering Team for an International Investme...
| Trust Relationship Manager | WMRC Competitive remuneration | Singapore | 14 Mar 10 |
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Reporting to the Head of Trust Relationship Management, you will ensure the efficient administration of accoun...
| Senior Manager Compliance | National Australia Bank TBA | Australia-Melbourne | 14 Mar 10 |
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At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...
| Investment Banking Compliance Executive | Hudson HK HKD Competitive | Hong Kong SAR | 14 Mar 10 |
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Expanding global investment bank requires a lawyer / compliance professional to join their dynamic compliance ...
| Associate, Investor Portfolio Performance Support (Investment Management) | Northwest Highly competitive (base + outstanding b... | USA-CT-Stamford | 14 Mar 10 |
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This position will provide a combination of business and technical operations support for the team that is res...
| Senior Risk Manager | Nexus Partners, LLC Commensurate with Experience... | USA-CT-Hartford | 13 Mar 10 |
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Our client provides a flat management structure along with the latitude to work autonomously. The successful c...
| SENIOR MANAGERS, REGULATORY ADVISORY; REGULATORY, REMEDIATION AND FINANCIAL CRIME | Incarter International Ltd Excellent for the best. | UK-London | 13 Mar 10 |
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Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks bus...
| SENIOR MANAGERS, PRUDENTIAL; FINANCIAL RISK REGULATORY CONSULTANCY | Incarter International Ltd Outstanding for the best. | UK-London | 13 Mar 10 |
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Prudential team of large international consultancy, fast-growing market leader, seeks business-oriented leader...
| Legal and Compliance Officer (Fund Management) | Selby Jennings Fantastic base salary + benefits + bonus... | Singapore | 13 Mar 10 |
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Our client a huge financial services house in Asia is looking to appoint a legal and compliance officer to joi...
| Compliance Manager | Not Disclosed Base Salary Plus Bonus | USA-NY-New York City | 12 Mar 10 |
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A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have a...
| Compliance Analyst | MacKay Shields LLC Commensurate with Experience | USA-NY-New York City | 12 Mar 10 |
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MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...
| Compliance Consultant | New York Life Investment Management, LLC (NJ) Commensurate with experience | USA-NJ-Morristown | 12 Mar 10 |
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Compliance Consultant for NYL Investments (part-time)
| Compliance Consultant | New York Life Investment Management, LLC (NJ) Salary plus bonus | USA-NJ-Morristown | 12 Mar 10 |
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The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to suppor...
| Institutional Brokerage Compliance Associate | Susquehanna International Group, LLP Commensurate with experience | USA-NY-New York City | 12 Mar 10 |
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fixed income compliance corporate bonds
| Branch Office Examinations & Internal Controls Testing VP | The Compliance Search Group LLC Upon Experience | USA-NY-New York City | 12 Mar 10 |
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Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist...
| Compliance Manager | Hirtle Callaghan & Co., Inc. Base plus bonus | USA-PA-Conshohocken | 12 Mar 10 |
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The Compliance Manager will support the Chief Compliance Officer, having primary responsibility for implementa...
| Senior ISDA negotiator | UBS AG £hourly | UK-London | 12 Mar 10 |
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UBS are currently recruiting for a Senior ISDA negotiator, you will be part of the unit responsible for the ne...
| Regulatory Control Compliance Associate | Not Disclosed Competitive | UK-London | 12 Mar 10 |
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Morgan Stanley is looking to recruit a talented Regulatory Control Compliance Analyst to support the Firms's S...
| Compliance Officer - Hedge Fund | Westbourne Partners £Excellent - Candidate Specific | UK-London | 12 Mar 10 |
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My Client an extremely successful Commodity Hedge fund located in London is looking for a Compliance Officer
| Senior Compliance Analyst | Mason Blake £75000 | UK-London | 12 Mar 10 |
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A Boutique Investment Management house that has seen rapid expansion despite the recent financial crisis is se...
| Compliance Officer | IMS Recruitment Attractive base salary plus discretionar... | UK-London | 12 Mar 10 |
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My client, a multi billion dollar technology driven hedge fund, is looking to expand it into Europe and as par...
| Director- Compliance Risk | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 12 Mar 10 |
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Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...
| Associate - Market Review Compliance | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 12 Mar 10 |
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Applicants should have 3-5 years of experience in a marketing material review position in an investment adviso...
| Compliance Consultant | IMS Recruitment £40,000 - £70,000 | UK-London | 12 Mar 10 |
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IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management ...