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Control Room Executive - Hong Kong Macquarie Information not provided Hong Kong SAR 14 Mar 10

We are currently seeking an Executive for our Compliance Infrastructure/Control Room within the centralised Ri...

In-house Lawyer - Wealth Management Macquarie Information not provided Australia-Sydney 14 Mar 10

Be responsible for providing support to Macquarie's retail wealth management, stockbroking, advice & direct di...

Compliance and Risk Manager - Merchant Services Macquarie Information not provided Australia-Sydney 14 Mar 10

New role for payments expert in our product team. You will have experience with card schemes, payment industry...

Compliance Control Room Manager - Sydney Macquarie Information not provided Australia-Sydney 14 Mar 10

An excellent compliance opportunity offering exposure to a diverse range of investment banking activities acro...

Operations Business Analyst - Securities Operations Witan Jardine £60000 - £70000 per annum UK-London 14 Mar 10

Great opportunity to join this high profile change and project management team as a lead business analyst faci...

Senior Relationship Manager - Trust Carnegie Consulting Competitive base + bonus + benefits UK-London 14 Mar 10

Our client, a leading Trust specialist, has a rare vacancy for a Senior Relationship Manager at their London o...

SENIOR ANTI-MONEY LAUNDERING RISK MANAGER: MIDDLE EAST Hays Financial Services Excellent Tax Free UAE-Dubai 14 Mar 10

Are you an AML expert for the Middle East? The Global Anti-Money Laundering Team for an International Investme...

Trust Relationship Manager WMRC Competitive remuneration Singapore 14 Mar 10

Reporting to the Head of Trust Relationship Management, you will ensure the efficient administration of accoun...

Senior Manager Compliance National Australia Bank TBA Australia-Melbourne 14 Mar 10

At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...

Investment Banking Compliance Executive Hudson HK HKD Competitive Hong Kong SAR 14 Mar 10

Expanding global investment bank requires a lawyer / compliance professional to join their dynamic compliance ...

Associate, Investor Portfolio Performance Support (Investment Management) Northwest Highly competitive (base + outstanding b... USA-CT-Stamford 14 Mar 10

This position will provide a combination of business and technical operations support for the team that is res...

Senior Risk Manager Nexus Partners, LLC Commensurate with Experience... USA-CT-Hartford 13 Mar 10

Our client provides a flat management structure along with the latitude to work autonomously. The successful c...

SENIOR MANAGERS, REGULATORY ADVISORY; REGULATORY, REMEDIATION AND FINANCIAL CRIME Incarter International Ltd Excellent for the best. UK-London 13 Mar 10

Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks bus...

SENIOR MANAGERS, PRUDENTIAL; FINANCIAL RISK REGULATORY CONSULTANCY Incarter International Ltd Outstanding for the best. UK-London 13 Mar 10

Prudential team of large international consultancy, fast-growing market leader, seeks business-oriented leader...

Legal and Compliance Officer (Fund Management) Selby Jennings Fantastic base salary + benefits + bonus... Singapore 13 Mar 10

Our client a huge financial services house in Asia is looking to appoint a legal and compliance officer to joi...

Compliance Manager Not Disclosed Base Salary Plus Bonus USA-NY-New York City 12 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have a...

Compliance Analyst MacKay Shields LLC Commensurate with Experience USA-NY-New York City 12 Mar 10

MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...

Compliance Consultant New York Life Investment Management, LLC (NJ) Commensurate with experience USA-NJ-Morristown 12 Mar 10

Compliance Consultant for NYL Investments (part-time)

Compliance Consultant New York Life Investment Management, LLC (NJ) Salary plus bonus USA-NJ-Morristown 12 Mar 10

The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to suppor...

Institutional Brokerage Compliance Associate Susquehanna International Group, LLP Commensurate with experience USA-NY-New York City 12 Mar 10

fixed income compliance corporate bonds

Branch Office Examinations & Internal Controls Testing VP The Compliance Search Group LLC Upon Experience USA-NY-New York City 12 Mar 10

Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist...

Compliance Manager Hirtle Callaghan & Co., Inc. Base plus bonus USA-PA-Conshohocken 12 Mar 10

The Compliance Manager will support the Chief Compliance Officer, having primary responsibility for implementa...

Senior ISDA negotiator UBS AG £hourly UK-London 12 Mar 10

UBS are currently recruiting for a Senior ISDA negotiator, you will be part of the unit responsible for the ne...

Regulatory Control Compliance Associate Not Disclosed Competitive UK-London 12 Mar 10

Morgan Stanley is looking to recruit a talented Regulatory Control Compliance Analyst to support the Firms's S...

Compliance Officer - Hedge Fund Westbourne Partners £Excellent - Candidate Specific UK-London 12 Mar 10

My Client an extremely successful Commodity Hedge fund located in London is looking for a Compliance Officer

Senior Compliance Analyst Mason Blake £75000 UK-London 12 Mar 10

A Boutique Investment Management house that has seen rapid expansion despite the recent financial crisis is se...

Compliance Officer IMS Recruitment Attractive base salary plus discretionar... UK-London 12 Mar 10

My client, a multi billion dollar technology driven hedge fund, is looking to expand it into Europe and as par...

Director- Compliance Risk The Forum Group Base salary, bonus and benefits USA-NY-New York City 12 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

Associate - Market Review Compliance The Forum Group Base salary, bonus and benefits. USA-NY-New York City 12 Mar 10

Applicants should have 3-5 years of experience in a marketing material review position in an investment adviso...

Compliance Consultant IMS Recruitment £40,000 - £70,000 UK-London 12 Mar 10

IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management ...

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