Compliance / Regulatory jobs in North America. Browse available job offers, related jobs in Compliance / Legal, North America and apply online

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Showing 1-30 of 73 jobs
MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

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AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 22 May 12

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Associate, Compliance (Asset Management) Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Junior Product Consultant Not Disclosed $35,000 - $40,000 USA-NY-New York City 22 May 12

We are a global provider of specialised software solutions that improve the management of collateralised tradi...

Head of Registration Credit Suisse N/A USA-NY-New York City 22 May 12

ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...

Governance Specialist Deutsche Bank USD USA-NY-New York City 22 May 12

Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...

Regulatory Reporting Controller/Vice President Deutsche Bank Competitive USA-NY-New York City 22 May 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Director, Credit Risk Not Disclosed $175k base salary, plus substantial annu... USA-DC-Washington/Metro 22 May 12

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

AVP - Direct Channels Compliance Robert Half Financial Services Group $110,000.00 to $130,000.00 Canada-ON-Toronto 22 May 12

Direct Channels Compliance is a newly established group which will provide regulatory advice and oversight to ...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

Assistant Controller - Broker Dealer The Bachrach Group, Ltd commensurate w/ experience USA-NY-New York City 22 May 12

Our client is highly reputable top tier International Investment Bank currently seeking an Assistant Controlle...

Regulatory Compliance (Consumer Compliance/AML/Broker Dealer/Asset Mgmt) Mgrs and Sr. Mgrs needed for Global Advisory Firm Mindstaff open USA-NY-New York City 22 May 12

Effectively manage and motivate client engagement teams in with diverse skills and backgrounds.   Consiste...

Compliance Director JCW $150,000 - $250,000 Basic + Bonus USA-NY-New York City 21 May 12

International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 21 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Compliance Specialist Investment Placement Group (IPG) Competitive USA-CA-San Diego 21 May 12

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

Global IT Compliance Leader AIG NA USA-TX-Houston 21 May 12

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Vice President AIG NA USA-NY-New York City 21 May 12

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Attorney - Top Asset Manager Not Disclosed Strong USA-NY-New York City 21 May 12

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

Senior Compliance VP/Associate - Top Fund/Asset Manager Not Disclosed Very Competitive USA-NY-New York City 21 May 12

We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

VP - Research Compliance Michael Page International Competitive Package USA-NY-New York City 21 May 12

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

Head of Financial Controls Borden Dairy Competitve USA-TX-Dallas 21 May 12

The company has recently grown through acquisitions to $2 billion revenue. The Accounting and Finance team ha...

Market Regulation Analyst Robert Half Financial Service Group 130K + bonus USA-NY-New York City 21 May 12

Robert Half Financial Services specializes in the placement of professionals with top companies in the market....

Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision Federal Reserve Bank not disclosed USA-NY-New York City 21 May 12

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Compliance Officer Federal Home Loan Bank of New York Neg USA-NY-New York City 21 May 12

Manages all aspects of Complicance Division including operational and compliance risk management activities, ...

Mutual Fund Attorney Michael Page International Attractive base salary plus bonus USA-NY-New York City 21 May 12

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

CCO Derivatives Compliance - Dodd Frank Michael Page International Competitive Salary, Bonus and Benefits USA-NY-New York City 21 May 12

This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...

VP, Compliance, Marketing Material Not Disclosed Base Salary Plus Bonus USA-NY-New York City 21 May 12

A top-tier investment management firm is currently looking to hire a VP, Compliance, Marketing Material who wi...

Director of Product Risk Comprehensive Recruiting Open USA-NY-New York City 21 May 12

The Product Director oversees and resolves issues relating to Markt Risk exposures.

VP - Investment Adviser Testing & Monitoring The Forum Group Base salary, bonus and benefits. USA-NY-New York City 21 May 12

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. USA-CT-Stamford 21 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

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