| MSSB Compliance Project Manager | Morgan Stanley not disclosed | USA-NJ-Jersey City | 22 May 12 |
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See job description below
| AML Investigations Manager | Morgan Stanley not disclosed | USA-NY-New York City | 22 May 12 |
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See job description below
| Associate, Compliance (Asset Management) | Not Disclosed Highly competitive (base + lucrative bon... | USA-CT-Stamford | 22 May 12 |
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Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...
| Junior Product Consultant | Not Disclosed $35,000 - $40,000 | USA-NY-New York City | 22 May 12 |
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We are a global provider of specialised software solutions that improve the management of collateralised tradi...
| Head of Registration | Credit Suisse N/A | USA-NY-New York City | 22 May 12 |
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ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...
| Governance Specialist | Deutsche Bank USD | USA-NY-New York City | 22 May 12 |
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Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...
| Regulatory Reporting Controller/Vice President | Deutsche Bank Competitive | USA-NY-New York City | 22 May 12 |
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Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...
| Director, Credit Risk | Not Disclosed $175k base salary, plus substantial annu... | USA-DC-Washington/Metro | 22 May 12 |
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Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...
| AVP - Direct Channels Compliance | Robert Half Financial Services Group $110,000.00 to $130,000.00 | Canada-ON-Toronto | 22 May 12 |
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Direct Channels Compliance is a newly established group which will provide regulatory advice and oversight to ...
| Energy Commodities Compliance Manager | Robert Walters Associates Inc Competitive | USA-CT-Stamford | 22 May 12 |
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Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...
| Assistant Controller - Broker Dealer | The Bachrach Group, Ltd commensurate w/ experience | USA-NY-New York City | 22 May 12 |
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Our client is highly reputable top tier International Investment Bank currently seeking an Assistant Controlle...
| Regulatory Compliance (Consumer Compliance/AML/Broker Dealer/Asset Mgmt) Mgrs and Sr. Mgrs needed for Global Advisory Firm | Mindstaff open | USA-NY-New York City | 22 May 12 |
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Effectively manage and motivate client engagement teams in with diverse skills and backgrounds. Consiste...
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | USA-NY-New York City | 21 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| CRA Officer | Hudson City Savings Bank Based on experience | USA-NJ-Hackensack | 21 May 12 |
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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...
| Compliance Specialist | Investment Placement Group (IPG) Competitive | USA-CA-San Diego | 21 May 12 |
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Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...
| Global IT Compliance Leader | AIG NA | USA-TX-Houston | 21 May 12 |
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| Vice President | AIG NA | USA-NY-New York City | 21 May 12 |
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| Attorney - Top Asset Manager | Not Disclosed Strong | USA-NY-New York City | 21 May 12 |
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We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | USA-NY-New York City | 21 May 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| VP - Research Compliance | Michael Page International Competitive Package | USA-NY-New York City | 21 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Head of Financial Controls | Borden Dairy Competitve | USA-TX-Dallas | 21 May 12 |
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The company has recently grown through acquisitions to $2 billion revenue. The Accounting and Finance team ha...
| Market Regulation Analyst | Robert Half Financial Service Group 130K + bonus | USA-NY-New York City | 21 May 12 |
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Robert Half Financial Services specializes in the placement of professionals with top companies in the market....
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | USA-NY-New York City | 21 May 12 |
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See job description below
| Compliance Officer | Federal Home Loan Bank of New York Neg | USA-NY-New York City | 21 May 12 |
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Manages all aspects of Complicance Division including operational and compliance risk management activities, ...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | USA-NY-New York City | 21 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| CCO Derivatives Compliance - Dodd Frank | Michael Page International Competitive Salary, Bonus and Benefits | USA-NY-New York City | 21 May 12 |
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This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...
| VP, Compliance, Marketing Material | Not Disclosed Base Salary Plus Bonus | USA-NY-New York City | 21 May 12 |
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A top-tier investment management firm is currently looking to hire a VP, Compliance, Marketing Material who wi...
| Director of Product Risk | Comprehensive Recruiting Open | USA-NY-New York City | 21 May 12 |
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The Product Director oversees and resolves issues relating to Markt Risk exposures.
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 21 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | USA-CT-Stamford | 21 May 12 |
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The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...