Compliance / Regulatory jobs in Compliance / Legal: develop your career in Compliance / Regulatory, with career trends and financial job market news from eFinancialCareers

Job search
Search Advanced
Post your resume
Showing 1-30 of 465 jobs
Internal Auditor (Risk & Compliance) - VP KS Consulting (Licence No. C931702D) Above HKD$1million + Bonus/Benefits Hong Kong SAR 23 May 12

Well established global investment. Newly created Regional role within Group Audit. Looking for experienced Co...

CCO | Chief Compliance Officer Albert Cliff $ DOE + Bonus UK-London 22 May 12

CCO will oversee all aspects of compliance in support of the Bank growing UK business. You will be responsible...

MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

See job description below

AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 22 May 12

See job description below

Associate, Compliance (Asset Management) Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Junior Product Consultant Not Disclosed $35,000 - $40,000 USA-NY-New York City 22 May 12

We are a global provider of specialised software solutions that improve the management of collateralised tradi...

Head of Registration Credit Suisse N/A USA-NY-New York City 22 May 12

ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...

Compliance Business Analyst II JPMorgan Chase not disclosed Hong Kong SAR 22 May 12

See job description below

Compliance Manager, TSS Compliance Hong Kong Location JPMorgan Chase not disclosed Hong Kong SAR 22 May 12

See job description below

Compliance Testing Officer Citi not disclosed UK 22 May 12

See job description below

Paralegal - EMEA Consumer Investments Citi not disclosed UK 22 May 12

See job description below

Governance Specialist Deutsche Bank USD USA-NY-New York City 22 May 12

Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...

Regulatory Reporting Controller/Vice President Deutsche Bank Competitive USA-NY-New York City 22 May 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Senior Compliance Manager Hays Financial Markets £300 a day UK-London 22 May 12

Senior Compliance Manager - Northampton Contract opportunity

Sanctions Director Hays Financial Markets Highly Competitive + Benefits + Bonus UK-London 22 May 12

Sanctions Director, City of London

Compliance Advisory – International Retail & Fundamental Equity Hays Financial Markets £Highly Competitive UK-London 22 May 12

Our client is a global asset manager , with a truly outstanding reputation

Equities Compliance Manager Hays Financial Markets £Negotiable UK-London 22 May 12

Highly prestigious City based firm has an immediate requirement

AML Analyst Hays Financial Markets £200 to £350 per day UK-London 22 May 12

A multinational bank requires an AML analyst for a 3-6 month contract to assist in a number of AML & PEP revie...

Regulatory Engagement - Premier Global Institution Hays Financial Markets £Excellent UK-London 22 May 12

Our client is one of the world's preeminent asset management firms and a premier provider of global investment...

Private Client Compliance Officer Not Disclosed £Excellent UK-London 22 May 12

Key role within well renowned private client Investment Manager

Business Analyst- Credit Risk - Business Objects Hays Financial Markets £400 to £600 per day UK-London 22 May 12

A global bank requires a Business Analyst to support a number of cross functional requirements within the risk...

Compliance : Business Management Associate Hays Financial Markets £Market Rate UK-London 22 May 12

A unique oppurtunity within one of the world's preeminent asset management firms Key Responsibilities:

Director Compliance Operations Risk, Investment Bank London Alexander Ash Consulting £1000 to £1500 per day UK-London 22 May 12

Director of Compliance for an Investment Bank in London

Director, Credit Risk Not Disclosed $175k base salary, plus substantial annu... USA-DC-Washington/Metro 22 May 12

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

Hong Kong - Senior Manager - Compliance, HKMA Macquarie Information not provided Hong Kong SAR 22 May 12

This role requires a highly experienced senior manager with solid experience communicating with HKMA regulator...

Documentation Manager - UK Wrapper Products Hays Financial Markets £400-£500 a day UK-London 22 May 12

Documentation Manager - UK Wrapper Products 6 Month Contract

AVP - Direct Channels Compliance Robert Half Financial Services Group $110,000.00 to $130,000.00 Canada-ON-Toronto 22 May 12

Direct Channels Compliance is a newly established group which will provide regulatory advice and oversight to ...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

Business Analyst- Complaints Hamlyn Williams £500-575 per day UK-London 22 May 12

Our leading investment management firm are looking to bring on board a BA. The candidate will lead the workst...

Team Leader Regulations Swisslinx AG Attractive Switzerland-Romandy - Geneva 22 May 12

On behalf of our client, a Swiss financial institution, Swisslinx is currently seeking a dedicated and diligen...

Create an email update for the latest jobs matching this search Compliance / Legal, Compliance / Regulatory
Create email alert

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)